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深港通百科(沪深港通交易规则)

2023-04-03 04:48分类:PSY 阅读:

深港通百科是一个致力于收集和整理有关沪深港通的最新信息,并提供客观、准确、及时的各类资料的网站。它将帮助用户了解沪深港通,以及如何利用这一重要工具来进行高效地交易。

沪深港通是中国证券市场发展过程中的重要里程碑,也是中国资本市场向国际化发展的重要标志。它不仅为两地证券市场的交易和监管部门之间的合作打开了大门,而且也使得海内外有能力进行证券市场上的优化配置,从而将优质资本引入中国证券市场。

但是,想要正常使用沪深港通需要遵守相应的交易规则.这就是我们所说的“ 沪 深 港 通 交 易 规 则”. 如何理解和遵守这套浩如烟海、复杂多变的规则就成为了广大使用者必须面对的一大难题. 一般来说, 交易者应当对《上海证券交易所、 深圳证券交易所、 香 港 證 券 交 易 所 的 有 关 规 定》(以下简称“三方协议”) 中有关内容(包含但不限於法律意义上关乎风险承受能力、风险意识、风险总量、风险特征) 等内容理解并遵守.

此外,《上海证券交易所/中国证监会》(以下简称“SSE/CSRC”) 还出台《关於 加强 A 股 和 H 股 间 直 接 投 融 资 的 有 关 事 项 的 通 知》 (以下 简 称 “A-H 间直 投 融 资 通 知 ” ) ; SSE / CSRC 也出台《关於促进A 股H 股间直 接 投 融 资 有 关 伦理 风 险 管理 等 有 关 事 项 的 通 知》(以下简称 “A-H间伦理风险通告”).

同时,SSE/CSRC还出台《上海/深圳/HongKong Stock Connect Trading Rules (SH-HK/SZ-HK)(hereinafter referred to as the “Trading Rules”) and the related Supplementary Provisions, which shall be applicable to SH-HK/SZ-HK Stock Connect trading activities.(hereinafter referred to as the “Supplementary Provisions”).

根据三方协议和补充条例,对於SH-HK / SZ - HK Stock Connect之间的特定风险表决应当遵循如下原则:

  • Risk awarss:
  • All parties should have a full understanding of the risks associated with their investments in SH-HK/SZ-HK stock connect.
  • Risk control:
  • All parties should ensure that their investment activities are subject to appropriate risk management controls and that they have sufficient resources to manage and monitor their investments.
  • Risk monitoring:
  • All parties should continuously monitor their investments in SH-HK / SZ - HK stock connect for any changes in risk status.
  • Risk assessment:< ul >< li > All parties should assess the risks associated with their investments in SH - HK / SZ - HK stock connect on an ongoing basis and take appropriate measures to mitigate those risks. < p >此 外 ,SH - HK / SZ - HK Stock Connect之间还存在一定量的法律风险。包含但不限於上海 / 深圳 / HongKong Stock Exchange Act , HongKong Securities Futures Ordinance , HongKong Companies Ordinance , HongKong Securities and Futures Commission Guidelines , China Securities Regulatory Commission Regulations , China Securities Law , China Company Law , Peoples Republic of China Foreign Exchange Control Regulations, Chinese Tax Laws and Regulations, Peoples Republic of China Anti Money Laundering Regulations, Peoples Republic of China Customs Laws and Regulations, etc. Investors must fully understand these laws and regulations before investing in SH-HK / SZ - HK stock connect.

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